Basis of Allotment

THIS IS ONLY AN ADVERTISMENT FOR INFORMATION PURPOSES AND IS NOT A PROSPECTUS ANNOUNCEMENT. THIS ANNOUNCEMENT IS NOT INTENDED FOR RELEASE PUBLICATION OR DISTRIBUTION DIRECTLY OR INDIRECTLY OUTSIDE INDIA

wpe3.jpg (5514 bytes) ALUWIND ARCHITECTURAL LIMITED
(Formerly known as Aluwind Architectural Private Limited)
Corporate Identification Number: U74210MH2003PLC140090

Our Company was originally incorporated as 'Aluwind Architectural Private Limited" as a Private Limited Company under the provisions of the Companies Act. 1956 vide Certificate of Incorporation dated April 22.2003. issued by the Registrar of Companies. Mumbai. Maharashtra. Subsequently, our Company was converted into a Public Limited Company pursuant to shareholders resolution passed at Extra-ordinary General Meeting of our Company held on October 4,2023 and the name of our Company was changed to ‘Aluwind Architectural Limited". A fresh Certificate of Incorporation consequent upon Conversion from Private Limited Company to Public Limited Company dated January 3.2024 was issued by the Registrar of Companies. Mumbai. The Corporate Identification Number of our Company is U74210MH2003PLC140090 For details of change in registered office of our Company, please refer to chapter titled ‘History and Certain Corporate Matters" beginning on page number 130 of this Prospectus.

Registered Office: 604, Palm Spring Centre. Link Road. Malad (West). Mumbai City, Mumbai, Maharashtra. India - 400064 Tel No: 022- 35135036/37/38/39 | Email Id: compliance@aluwmd.net | Website: www.aluwind.net Contact Person: Mr Muif Manohar Ramshankar Kabra, Managing Director
PROMOTERS OF OUR COMPANY ARE: MR. MURLI MANOHAR RAMSHANKAR KABRA, MR. RAJESH KABRA, MR. JAGMOHAN RAMSHANKAR KABRA & M/s. JAGMOHAN KABRA HUF
THE ISSUE IS BEING MADE IN ACCORDANCE WITH CHAPTER IX OF THE SEBIICDR REGULATIONS AND THE EQUITY SHARES ARE PROPOSED TO BE LISTED ON NSE EMERGE

Our company has filed the prospectus dated March 20.2024 with the ROC. The Equity shares offered through prospectus are proposed to be listed on SME platform of NSE Limited ("NSE Emerge"). The trading is proposed to be commenced on Wednesday. April 09.2024 (Subject to the receipt of listing and trading approval from NSE Limited)

BASIS OF ALLOTMENT

INITIAL PUBLIC ISSUE OF UPTO 66,00,000 EQUITY SHARES OF FACE VALUE OF Rs. 10/- EACH OF ALUWIND ARCHITECTURAL LIMITED (THE • COMPANY" OR THE "ISSUER") FOR CASH AT A PRICE OF Rs. 45/- PER EQUITY SHARE INCLUDING A SHARE PREMIUM OF Rs.35/- PER EQUITY SHARE (THE "ISSUE PRICE") AGGREGATING TO 32.970 LAKHS ("THE ISSUE"). OF WHICH 3,30,000 EQUITY SHARES OF FACE VALUE OF Rs.10/- EACH FOR CASH AT A PRICE OF Rs. 45/- PER EQUITY SHARE INCLUDING A SHARE PREMIUM OF 0 35/- PER EQUITY SHARE AGGREGATING TO 148.50 LAKHS WILL BE RESERVED FOR SUBSCRIPTION BY MARKET MAKER TO THE ISSUE (THE "MARKET " MAKER RESERVATION PORTION"). THE ISSUE LESS THE MARKET MAKER RESERVATION PORTION LE. 62,70,000 EQUITY SHARES OF FACE VALUE OF Rs.10/- EACH AT A PRICE OF Rs. 45/- PER EQUITY SHARE INCLUDING A SHARE PREMIUM OF Rs. 35/- PER EQUITY SHARE AGGREGATING TO Rs. 2,821.50 LAKHS IS HEREIN AFTER REFERREO TO AS THE "NET ISSUE".\ THE ISSUE AND THE NET ISSUE WILL CONSTITUTE 26.56% AND 25.23% RESPECTIVELY OF THE POST ISSUE PAID UP EQUITY SHARE CAPITAL OF OUR COMPANY. KINDLY REFER TO CHAPTER TITILED 'TERMS OF THE ISSUE* BEGINNING ON PAGE 238 OF THIS PROSPECTUS.

THIS ISSUE IS BEING MADE IN TERMS OF REGULATION 229(2) OF CHAPTER IX OF THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS. 2018 ("THE SEBI (ICDR) REGULATIONS"] AS AMENDED READ WITH RULE 19(2)(B)(I) OF THE SECURITIES CONTRACTS (REGULATION) RULES. 1957 AS AMENDED. THIS IS AN OFFER FOR AT LEAST 25% OF THE POST - ISSUE PAID UP EQUITY SHARE CAPITAL OF OUR COMPANY. THIS OFFER IS BEING MADE THROUGH A FIXED PRICE OFFER AND ALLOCATION IN THE NET OFFER TO THE PUBLIC WILL BE MADE IN TERMS OF REGULATION 253 OF THE SEBI ICDR REGULATIONS. FOR FURTHER DETAILS. PLEASE REFER CHAPTER TITLED 'ISSUE PROCEDURE* BEGINNING ON PAGE 249 OFTHE PROSPECTUS

THE FACE VALUE OF THE EQUITY SHARES IS RS 10/ EACH
AND THE ISSUE PRICE OF RS. 45/ BEING 4.5 TIME THE FACE VALUE
ISSUE OPENED ON MARCH 28, 2024 THURSDAY I ISSUE CLOSED ON APRIL 04, 2024 THURSDAY
RISK TO INVESTORS

The below mentioned risks are top 8 risk factors as per the Prospectus.

1. Our Company and Promoter of the Company are parties to certain litigation and claims. These legal proceedings are pending at different levels of adjudication before the court and regulatory authority. Any adverse decision may make us liable to liabilities/penalties and may adversely affect our reputation, business, and financial status.

2. Our business requires the services of third parties, including suppliers and subcontractors, which entail certain risks.

3. Our projects are typically awarded to us on satisfaction of prescribed pre-qualification criteria and following a competitive bidding process. Our business and our financial condition may be adversely affected if new projects are not awarded to us.

4 Increase in costs or a shortfall in availability of the materials we purchase could have a material adverse effect on our Company's sales, profitability and results of operations.

5. The nature of our business exposes us to liability claims and contract disputes and our indemnities may not adequately protect us. Any liability in excess of our reserves or indemnities could result in additional costs, which would reduce our profits.

6. Our results of operations and cash flows could be adversely affected, if we are unable to collect our dues and receivables from, or invoice our unbilled services to. our clients.

7 Our pricing structures do not accurately anticipate the cost and complexity of performing our work and if we are unable to manage costs successfully, then certain of our contracts could be or become unprofitable

8. Failure to anticipate and develop new products & services and enhance existing execution capabilities in order to keep pace with rapid changes in technology and industry may suffer our business.

Specific attention of the investors is invited to the section titled ‘Risk Factors'' beginning on page number 26 of the Prospectus.

PROPOSED LISTING: TUESDAY APRIL 09. 2024*

"Subject to the receipt of listing and trading approval from NSE Limited

The Equity shares offered through prospectus are proposed to be listed on SME platform of NSE Limited (‘NSE Emerge"). Our Company has received m-Principle approval letter dated March 18.2024 from NSE for using its name in this offer document and lor fisting of our shares on NSE Emerge. For the purpose of the issue, the designated Stock Exchange will be the NSE Limited (*NSE"). The trading is proposed to be commenced on Wednesday. April 09,2024 (Subject to the receipt of listing and trading approval from NSE Limited)

All Applicants v/ere allowed to participate in the Issue through APPLICATIONS SUPPORTED BY BLOCKED AMOUNT f ASBA*) process by providing the details of their respective bank accounts in which the corresponding application amounts were blocked by Self Certified Syndicate Banks (the ‘SCSBs'').

SUBSCRIPTION DETAILS

The net offer has received 12264 applications before technical rejections for 5.07.54.000 equity shares resulting in 7.69 times. The details of the applications received in the issue (before technical rejections but after applications not banked) are as follows:

Details of the Applications Received:

CATEGORY Before Technical Rejections & Withdrawals After Technical Rejections & Withdrawals
No. of Applications No. of Equity Shares No. of Applications No. of Equity Shares
Retail individual Applicant 11,345 3,40,35,000 11,045 3,31,35,000
Other than Retail Individual Applicant 918 1,63,89,000 907 1,62,96,000
Reserved for Market Makers 1 3,30,000 1 3,30,000
Total 12,264 5,07,54,000 11,953 4,97,61,000

A. Allocation to Market Maker (After Technical Rejections & Withdrawal): The Basis of Allotment to the Market Maker, at the issue price of Rs. 45/- per Equity Share, was finalised in consultation with NSE. The category was subscribed by 1 times. The total number of shares allotted in this category is 3.30.000Equity shares. The category wise details of the Basis of Allotment are as under-

No. of Shares Applied for (Category wise) No. of Applications received % to total Total No. of Equity Shares applied in this Category % of total Proportionate Shares Available Allocation per Applicant (Before Rounding Off) Allocation per Applicant (After Rounding Off) Ratio of Allottees to Applicant: Ratio 1 Ratio of Allottees to Applicant: Ratio 2 Number of Successful applicants (after rounding off) Total No. of Equity Shares allocated/ allotted
3.30.000 1 100.00 3.30.000 100.00 3.30.000 3,30.000 3,30.000 1 1 1 3.30.000
Total 1 100.00 3.30.000 100.00 3,30.000 1 3.30,000

B. Allocation to Retail Individual Investors (After Technical Rejections & Withdrawal): The Basis of Allotment to the Retail Individual Investors, at the issue price of Rs.45/- per Equity Share, was finalized in consultation with NSE. The category was subscribed by 7.88 times i.e. for 3.31.35.000 Equity Shares. Total number of shares allotted in this category is 42.03.000 Equity Shares to 1401 successful Allottee. The category wise details of the Basis of Allotment are as under:

No. of Shares Applied for (Category wise) No. of Applications received % to total Total No. of Equity Shares applied in each Category % of total Proportionate Shares Available Allocation per Applicant Ratio of Allottees To applicants Number of Successful applicants (after rounding otf) % to total Total No. of Equity Shares allocated.' allotted % to total
Before Rounding Off (After Rounding Off)
(2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14)
3.000 11.045 100.00 3,31,35.000 100.00 42.03.000 381 3,000 1401 11045 1401 100.00 42,03.001 100.00
Total 11.045 100.00 3.31.35,000 100.00 42.03,000 1401 100.00 42,03.001 100.00

C. Allocation to Other than Retail Individual Investors (After Technical Rejections & Withdrawal): The Basis of Allotment to Other than Retail Individual Investors, at the issue price of Rs. 45/- per Equity Share, was finalized in consultation with NSE. The category was subscribed by 7.88 times i.e. applications received for 1.62.96.000 shares & the total number of shares allotted in this category is 20.67.000 Equity Shares to 395 successful Allottee.

No. Of Shares Applied for (Category wise) No. of Applications received % to total Total No. of Equity Shares applied in each Category %to total Proportionate Shares Available Allocation per Applicant Ratio of Allottees To applicants Number of Successful applicants (after rounding off) %to total Total No. of Equity Shares allocated/ allotted %to total Surplus / Deficit (13)-(7)
Before Rounding Off (After Rounding Off)
(2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15)
6.000 519 57.22 31,14.000 19.11 3.94,983 761 3,000 44 173 132 33.42 3.96.000 19.16 (1.017)
9,000 134 1477 12,06,000 7.40 1,52,970 1,142 3,000 51 134 51 12 91 1,53.000 740 (30)
12,000 38 4.19 4,56.000 2 80 57.839 1,522 3,000 1 2 19 4,81 57.000 2 76 839
15.000 44 4.85 6.60,000 4.05 83,715 1,903 3,000 7 11 28 7.09 84.000 406 (285)
18,000 21 2.32 3.78,000 2.32 47.946 2,283 3,000 16 21 16 4.05 48.000 2.32 (54)
21,000 22 2.43 4.62,000 2.84 58,601 2.664 3,000 10 11 20 5.06 60,000 2.90 (1.399)
24,000 33 3.64 7,92,000 4.86 1.00,458 3,044 3,000 1 1 33 8.35 99,000 4.79 1.458
24,000 0 0.00 0 0.00 0 0 3,000 1 33 0 0.00 3,000 0.15 (3.000)
27,000 10 1.10 2.70,000 1.66 34,247 3,425 3,000 1 1 10 2.53 30,000 1.45 4.247
27,000 0 0.00 0 0.00 0 0 3,000 1 10 0 0.00 3,000 0.15 (3.000)
30,000 24 2.65 7.20.000 4.42 91,325 3.805 3.000 1 1 24 6.08 72.000 3.48 19.325
30,000 0 0.00 0 0.00 0 0 3,000 7 24 0 0.00 21.000 1.02 (21.000)
33,000 3 0.33 99,000 0.61 12.557 4,186 3,000 1 1 3 0.76 9,000 0.44 3,557
33,000 0 0.00 0 000 0 0 3,000 1 3 0 0.00 3,000 015 (3.000)
36,000 3 0.33 1,08,000 0.66 13,699 4.566 3,000 1 1 3 0.76 9,000 0.44 4.699
36,000 0 0.00 0 0.00 0 0 3,000 2 3 0 0.00 6,000 0.29 (6.000)
39,000 2 0.22 78,000 0.48 9,894 4.947 3,000 1 1 2 0.51 6,000 0.29 3.894
39,000 0 0.00 0 0.00 0 0 3,000 1 2 0 0.00 3,000 0.15 (3.000)
42,000 5 0.55 2,10,000 1.29 26.637 5,327 3,000 1 1 5 1.27 15,000 0.73 11,637
42,000 0 0.00 0 0.00 o 0 3,000 4 5 0 0.00 12.000 0 58 (12,000)
45.000 6 0.66 2,70.000 1.66 34.247 5.708 3.000 1 1 6 1.52 18.000 0.87 16,247
45,000 0 0.00 0 0.00 0 0 3,000 5 6 0 0.00 15,000 073 (15,000)
51.000 4 0.44 2.04.000 1.25 25.876 6,469 6.000 1 1 4 1.01 24,000 1.16 1,876
51.000 0 0.00 0 0.00 0 0 3,000 1 4 0 0.00 3,000 0.15 (3.000)
54.000 4 0.44 2.16.000 1.33 27.398 6.849 6.000 1 1 4 1.01 24.000 1.16 3.398
54.000 0 0.00 0 0.00 0 0 3.000 1 4 0 0.00 3.000 0.15 (3.000)
60,000 4 0.44 2,40.000 1.47 30.442 7.610 6.000 1 1 4 1.01 24.000 1.16 6.442
60,000 0 0.00 0 0.00 0 0 3.000 1 2 0 0.00 6.000 0 29 (6,000)
63.000 3 0.33 1.89 000 1.16 23.973 7.991 6.000 1 1 3 076 18,000 087 5,973
63.000 0 0.00 0 0.00 0 0 3.000 2 3 0 0.00 6.000 029 (6.000)
66.000 3 0.33 1.98.000 1.22 25.115 8,372 6.000 1 1 3 0.76 18.000 0.87 7.115
66.000 0 0.00 0 0.00 0 0 3.000 2 3 0 0.00 6,000 0.29 (6,000)
75.000 2 0.22 1,50.000 0.92 19.026 9,513 9,000 1 1 2 0.51 18.000 0.87 1,026
78.000 1 0.11 78,000 0.48 9,894 9,894 9.000 1 1 1 0.25 9,000 0.44 894
84,000 1 0.11 84.000 0.52 10.655 10.655 12.000 1 1 1 0.25 12.000 0.58 (1.345)
90.000 3 0.33 2.70.000 1.66 34.247 11.416 9,000 1 1 3 0.76 27.000 1.31 7.247
90.000 0 0.00 0 0.00 0 0 3.000 2 3 0 0.00 6.000 0.29 (6.000)
96,000 2 0.22 1,92.000 1.18 24.353 12,177 12.000 1 1 2 0.51 24.000 1.16 353
1,02,000 2 022 2,04,000 1.25 25.876 12.938 12,000 1 1 2 0.51 24.000 1.16 1,876
102000 0 0.00 0 0.00 0 0 3.000 1 2 0 0.00 3.000 0.15 (3.000)
105000 1 0.11 1.05.000 0.64 13.318 13.318 12.000 1 1 1 0.25 12.000 0.58 1.318
111000 2 0.22 2.22.000 1.36 28.159 14.079 12.000 1 1 2 0.51 24.000 1.16 4.159
111000 0 0.00 0 0.00 0 0 3.000 1 2 0 0.00 3,000 0.15 (3.000)
114000 1 0.11 1,14.000 0.70 14.460 14,460 15,000 1 1 1 0.25 15.000 0.73 (540)
150000 1 0.11 1,50,000 0.92 19.026 19.026 18,000 1 1 1 0.25 18.000 0.87 1,026
186000 1 0.11 1.86.000 1.14 23.592 23.592 24.000 1 1 1 0.25 24.000 1.16 (408)
216000 2 0.22 4.32.000 2.65 54.795 27.398 27.000 1 1 2 0.51 54.000 2.61 795
222000 2 0.22 4.44.000 2.72 56.317 28.159 27.000 1 1 2 0.51 54.000 2.61 2.317
222000 0 0.00 0 0.00 0 0 3.000 1 2 0 0.00 3,000 0.15 (3.000)
225000 1 0.11 2,25.000 1.38 28.539 28,539 30.000 1 1 1 0.25 30.000 1.45 (1.461)
315000 1 0.11 3,15.000 1.93 39.955 39.955 39.000 1 1 1 0.25 39.000 189 955
1350000 1 011 13.50.000 8.28 1.71,235 1.71,235 1.71.000 1 1 1 0.25 1,71.000 8.27 235
1905000 1 0.11 19.05.000 11.69 2.41.632 2.41.632 2.43.000 1 1 1 0.25 2.43.000 11.76 (1.368)
Total 907 100.00 1,62.96.000 100.00 20.67.000 395 100.00 20.67.000 100.00 0

The Board of Directors of the Company at its meeting held on April 05,2024 has approved the Basis of Allocation of Equity Shares as approved by the Designated Stock Exchange viz. NSE and has authorized the corporate action for issue of the Equity Shares to various successful applicants.

The CAN-cum-allotment advices and/or notices will be forwarded to the email id's and address of the Applicants as registered with the depositories / as filled in the application form on or before Apnl 08.2024. Further, the instructions to Self Certified Syndicate Banks for unblocking the amount has been processed on April 05,2024. In case the same is not received within 10 days, investors may contact at the address given below. The Equity Shares allocated to successful applicants are being credited to their beneficiary accounts subject to validation of the account details with the depositories concerned. The Company is taking steps to get the Equity Shares admitted for trading on the Emerge Platform of NSE Limited (NSE Emerge) within three working days from the date of the closure of the issue.

DISCLOSURE PERTAINING TO THE LM'S TRACK RECORD ON PAST ISSUES WITH A BREAKUP OF HANDLING OF SME IPO FOR THE LAST 3 YEARS (EXCLUDING THE CURRENT ISSUE):

CORPWIS ADVISORS PRIVATE LIMITED
Type FY 2021-2022 FY 2022-2023 FY 2023-2024
SME IPO - -
Main Board - - -
INVESTORS PLEASE NOTE

The details of the allotment made would also be hosted on the website of the Registrar to the Issue SKYLINE FINANCIAL SERVICES PRIVATE LIMITED at www.sKylincrta.com. All future correspondence in this regard may kindly be addressed to the Registrar to the Issue quoting full name of the First/Solc applicants, serial number of the Application Form, number of shares applied for and Bank Branch where the application had been lodged and payment details at the address of the Registrar given below:

REGISTRAR TO THE ISSUE

wpe1.jpg (4544 bytes) SKYLINE FINANCIAL SERVICES PRIVATE LIMITED
CIN - U74899DL1995PTC071324
SEBI Regn. No. INR000003241
Contact Person: Mr. Anuj Kumar
Telephone: +91-11-40450193-97
E-mail: ipo@skylinerta.com
Investor Grievance Email ID:
grievances@skylinerta.com
Website: www.sky1inerta.com
Address: D-153/ A. First Floor. Okhla Industrial Area.
Phase-I. New Delhi-110020

LEAD MANAGER

wpe2.jpg (1983 bytes) CORPWIS ADVISORS PRIVATE LIMITED
CIN: U74900MH2014PTC322723
SEBI Regn. No.: INM000012962
Contact Person: Mr. Vishal Kumar Garg
Telephone: +91-22-4972 9990
Email: ipo@corpwis.com
Investors Grievance Email Id: investors@corpvris.com
Website: www.corpwis.com
Address: 510.5th Floor, Oiftap Chambers. Plot - A'7 Veera Desai Road
Andhen (West), Mumbai - 400 053

FOR ALUWIND ARCHITECTURAL LIMITED ON

BEHALF OF THE BOARD OF DIRECTORS

SD/-

MURLI MANOHAR RAMSHANKAR KABRA

Date: April 06, 2024

DIN:00178667

Place: Mumbai

MANAGING DIRECTOR

THE LEVEL OF SUBSCRIPTION SHOULD NOT BE TAKEN TO BE INDICATIVE OF EITHER THE MARKET PRICE OF THE EQUITY SHARE ON LISTING OR THE BUSINESS PROSPECTS OF ALUWIND ARCHITECTURAL LIMITED.

The Prospectus is available on the website of SEBI at www.sebi.90v.in; the website of Stock Exchange at www.nseindia.com. the website of Lead Manager at www.corpwis.com and the website of the Issuer Company at www.ahAvind.net  Investor should note that investment in equity shares involves a high degree of risk and for details relating to such risk, please see the section titled 'Risk Factors" beginning on the page no 26 of the Prospectus.

The Equity Shares have not been and will not be registered under the U.S. Securities Act of 1933. as amended (the "U.S. Securities Act'), and may not be offered or sold within the United States except pursuant to an exemption from, or in a transaction not subject to. the registration requirements of the Securities Act and applicable state securities laws. Accordingly, the Equity Shares are being offered and sold only (1) to persons In the United States that are "qualified institutional buyers" (as defined in Rule 144A under the U.S. Securities Act) »n transactions exempt from or not subject to the registration requirements of the U.S. Securities Act in reliance on Rule 144A, and (ii) outside the United States in 'offshore transactions" (as defined in Regulations) in reliance on Regulation S under the U.S. Securities Act and the applicable laws of the jurisdiction where those offers and sales occur.

Note: All capitalized terms used and not defined herein shall have same meanings assigned to them in the Prospectus.

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